Maybank Kim Eng Securities (London) Ltd is authorised and regulated by the Financial Conduct Authority.
Post-merger, our institutional client base in Europe has benefited from our increased institutional equity product offering. We have enhanced the breadth and quality of our research capability, the flow of analysts and listed corporates that we are able to put in front of our clients and also the size and quality of deals that we are able to offer those clients from Maybank Investment Bank’s Equity Capital Markets department. This combination of factors continues to raise our profile among our client base and has given us a greater presence among larger, European-based, asset managers.
Maybank Kim Eng Securities (London) Ltd
Authorised and regulated by the Financial Conduct Authority
1st Floor, PNB House, 77 Queen Victoria St, London EC4V 4AY, United Kingdom
Company no. 02377538
Tel: (44) 20 7332 0221
Fax: (44) 20 7332 0302
RTS 28 - Y/E December 2018
|Class of Instrument||Equities & CFDs|
|Notification if <1 average trade per business day in the previous year||No|
|Top 5 execution venues ranked in terms of trading volumes||Proportion of volume traded as a percentage of total in that class||Proportion of orders executed as a percentage of total in that class||Percentage of passive orders||Percentage of aggressive orders||Percentage of directed orders|
|Maybank Kim Eng Securities Pte Ltd||100%||100%||100%||100%||100%|
Maybank Kim Eng Securities (London) Limited (MBKEL) is authorised and regulated in the UK by the Financial Conduct Authority FRN 144846. MBKEL provides services to Professional and Elective Professional clients only as defined in the FCA handbook COBS 3.5.1. MBKEL does not provide services to Retail clients (COBS 3.4.1R). If you are in doubt about your client categorisation you should seek independent financial advice from a suitably qualified independent financial advisor. MBKEL does not provide financial, legal or tax advice and it is recommended that clients receive such advice from a suitably qualified independent advisor. The products and services offered by MBKEL are not suitable for Retail clients and MBKEL is prohibited from accepting Retail clients. Certain products and services offered by MBKEL are assessed by MBKEL as high-risk, such as CFD (Contract for Differences).
Maybank Kim Eng Securities (London) Ltd, registered address, 77 Queen Victoria Street, London, EC4V 4AY, Companies House no: 02377538,
Please be aware that MBKEL telephone calls are recorded as a requirement of FCA Handbook rules contained within SYSC 10A. Please refer to MBKEL’s telephone recording policy for full details.
Forex and CFDs are leveraged products which can result in losses greater than your initial deposit therefore you should only speculate with money that you can afford to lose. Investments may fall as well as rise, you may lose some, part or all of your original capital invested and be liable for a balance where leverage is employed. MBKEL does not provide investment advice to Retail clients and is prohibited from accepting Retail clients as defined in the FCA Handbook COBS 3.4. Trading Forex and CFD’s is not suitable for Retail clients due to their high-risk nature, please ensure you fully understand the risks involved, seeking independent advice prior to entering into such transactions. MBKEL deals in securities and is an introducer to Maybank Kim Eng Singapore. MBKEL takes its responsibilities for anti- money laundering and the prevention of financial crime very seriously. Clients will only be accepted after full checks have been carried out.